Which action should the firm take?

Findings from a regulatory examination report states that the job descriptions of personnel outside of the compliance department do not include references to anti-money laundering responsibilities.

Which action should the firm take?
A . Update all job descriptions to include anti-money laundering responsibilities
B. Respond that only compliance personnel have anti-money laundering responsibilities
C. Send an email to all staff stating that personnel must observe the anti-money laundering policy
D. Reply that a description of anti-money laundering responsibilities is included in the annual training

Answer: D

Latest CAMS Dumps Valid Version with 190 Q&As

Latest And Valid Q&A | Instant Download | Once Fail, Full Refund

Leave a Reply

Your email address will not be published. Required fields are marked *

You may use these HTML tags and attributes: <a href="" title=""> <abbr title=""> <acronym title=""> <b> <blockquote cite=""> <cite> <code> <del datetime=""> <em> <i> <q cite=""> <s> <strike> <strong>