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Which of the following is most likely not part of Know your client requirement
Which of the following is most likely not part of Know your client requirementA . Investment needs and objectivesB . Sexual orientation and gender identityC . Investment time horizonD . Financial circumstancesE . Personal circumstancesF . Risk profileG . Investment knowledgeView AnswerAnswer: B
Which of the following is not part of Professionalism primary value
Which of the following is not part of Professionalism primary valueA . Personal financial dealings with clientsB . Client ordersC . Other personal endeavorsD . Personal businessE . Priority of clients interestF . Client BusinessG . Trades by registered and approved individualsView AnswerAnswer: E
Style drift is usually associated with
Style drift is usually associated withA . Change in managers investment style over a period of timeB . Change in way of calculating MERC . Change in fund management teamD . Change in top holding of a fundView AnswerAnswer: A
Based on the risk return metrics, identify the highest risky mutual fund
Based on the risk return metrics, identify the highest risky mutual fundA . Dividend fundsB . Real estate fundsC . Speciality FundsD . Equity fundsView AnswerAnswer: C
Which of the following risk is generally associated with " The unique risk that a bond will not be paid "
Which of the following risk is generally associated with " The unique risk that a bond will not be paid "A . Default riskB . Unique riskC . Interest rate riskD . Exchange rate riskE . Market riskView AnswerAnswer: A
