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Harry, a Mutual fund dealer, showed his clients AUM with him while bragging at a party he was attending. He is most likely in breach of
Harry, a Mutual fund dealer, showed his clients AUM with him while bragging at a party he was attending. He is most likely in breach of
A . Duty of care
B . Professionalism
C . Integrity
D . Confidentiality
E . Compliance
Answer: D
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