Which two aspects of the security broker dealer industry increase its exposure to money laundering? Choose 2 answers
Which two aspects of the security broker dealer industry increase its exposure to money laundering? Choose 2 answers
A . The routine use of wire transfers from, to or through multiple jurisdictions
B . They easy conversion of holdings to cash with significant loss of principal
C . Disposing of cash through securities purchases
D . Fast paced transactions conducted electronically
Answer: C, D
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