ICMA SOFQ Securities Operations Foundation Qualification (SOFQ) Online Training

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1. A bond which permits the issuer to redeem the bond prior to its maturity date is known as a:

2. Within internal books and records, the recording of the trading book on a securities trade facilitates:

3. The divisors applicable to the calculation of bank interest are:

4. The market in which debt is issued over the long-term describes:

5. The two choices for the settlement method utilised within a securities market are:

6. The date on which a securities trade is intended to settle is:

7. The following are examples of money market instruments:

8. Thefollowing is an inaccurate statement:

9. The type of organisation that provides securities underwriting services is known as a

10. The Clearstream Group includes:


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