What should the compliance officer do?

The branch manager calls the compliance officer and informs her that a law enforcement officer has just left the branch and was asking a lot of questions and left a business card.

What should the compliance officer do?
A . File a suspicious transaction report
B . Follow up to verify that the officer received all necessary information
C . Verify that the reported officer was an actual authorized representative
D . Require the branch manager to write a detailed memo about the request

View Answer

Answer: C