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Monthly Archives - October 2020

Which of the requests, if fulfilled, is most likely to place Basch in violation of Standard III(E) Preservation of Confidentiality?

A potential client contacted an employee and wanted detailed performance records of client accounts so he can decide whether to invest with the firm." Basch goes on to say that she is responsible for developing a presentation on the differences between the Prudent Investor and the Prudent Man rules for...

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Which statement allows this traffic?

A client with IP address 209.165.201.25 must access a web server on port 80 at 209.165.200.225. To allow this traffic, an engineer must add a statement to an access control list that is applied in the inbound direction on the port connecting to the web servers. Which statement allows this...

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Cindy Hatcher, CFA, has spent the last ten years as a portfolio manager with Bernhardt Capital. While working for Bernhardt, Hatcher was responsible for maintaining and improving the company’s code of ethics and guidelines for ethical money management. As a result of Hatcher’s efforts, Bernhardt saw a dramatic decline in the number of complaints received from their individual and institutional customers. One of Bernhardt’s direct competitors, Smith Investments, is keenly aware of Hatcher’s reputation for ethical business practices and has offered her a job as their compliance officer. Hatcher has been apprised of several potential ethical problems at Smith that she will be directly responsible for fixing through implementation of policies and procedures that will prevent ethical dilemmas. The management at Smith is willing to grant Hatcher the authority to construct and implement policies to eliminate the ethical problems at the company.

Cindy Hatcher, CFA, has spent the last ten years as a portfolio manager with Bernhardt Capital. While working for Bernhardt, Hatcher was responsible for maintaining and improving the company's code of ethics and guidelines for ethical money management. As a result of Hatcher's efforts, Bernhardt saw a dramatic decline in...

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Which configuration determines the result for this intercompany trade scenario?

The Canadian franchise purchases excess ski equipment from the US franchise. Two sets of skis are purchased totaling USD1,000. When the purchase invoice is prepared, USD10,000 is keyed in by mistake. Which configuration determines the result for this intercompany trade scenario?A . Post invoices with discrepancies is set to require...

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High Plains’ average net operating assets at the end of 2008 and 2007 was $977.89 million and $642.83 million, respectively.

High Plains' average net operating assets at the end of 2008 and 2007 was $977.89 million and $642.83 million, respectively. As compared to the year ended 2007, High Plains' cash flow accrual ratio for the year ended 2008 is:A . higher.B . lower.C . the same.View AnswerAnswer: A Explanation: The...

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Which of the following commands will list all of the disk configurations of the file system DATAFS in a DB2 pureScale cluster?

Which of the following commands will list all of the disk configurations of the file system DATAFS in a DB2 pureScale cluster?A . db2cluster Ccfs Clist Cfilesystem datafsB . db2cluster Ccfs Cdisplay Cfilesystem datafsC . db2cluster Ccfs Clistconfig Cfilesystem datafsD . db2cluster Ccfs Cdisplayconfig Cfilesystem datafsView AnswerAnswer: A

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Shirley Riley, CFA, has just been promoted, from vice president of trading to chief investment officer (CIO) at Crane & Associates, LLC (CA), a large investment management firm. Riley has been with CA for eight years, but she has much to learn as she assumes her new duties as CIO. Riley has decided to hire Denny Simpson, CFA, as the new compliance officer for CA, Riley and Simpson have been reviewing procedures and policies throughout the firm and have discovered several potential issues.

Shirley Riley, CFA, has just been promoted, from vice president of trading to chief investment officer (CIO) at Crane & Associates, LLC (CA), a large investment management firm. Riley has been with CA for eight years, but she has much to learn as she assumes her new duties as CIO....

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Which of the following options can improve the service experience of multicast users when switching channels (shorter switching time)?

Which of the following options can improve the service experience of multicast users when switching channels (shorter switching time)?A . When adding a multicast program, prohibit the prejoin functionB . Enable fast leave function when adding multicast usersC . When adding a multicast user, enable the preview functionD . Use...

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